|FACTS||WHAT DOES STRATEGAS DO WITH YOUR PERSONAL INFORMATION?|
|Why?||Financial companies like Strategas Securities, LLC or Strategas Asset Management, LLC (collectively “Strategas”) choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.|
When we refer to “personal information” we mean any data relating to an identified or identifiable individual. This could include information that could identify an individual, directly or indirectly, in particular, by reference to an identifier such as a name, ID number, location data or online identifier. It also includes factors specific to an individual’s characteristics.
The types of personal information Strategas collects and shares depends on the product or service you have with Strategas. Strategas collects limited personal information on its clients including in some instances for the purpose of providing research services as requested by the subscriber; and this primarily encompasses the following types of information:
When you are no longer a Strategas customer, we continue to share your information as described in this notice.
|How?||All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Strategas chooses to share; and whether you can limit this sharing.|
|Reasons we can share your personal information||Does Strategas|
|Can you limit |
For our everyday business purposes —
|For our marketing purposes —
to offer our products and services to you
|For joint marketing with other financial companies||No||N/A|
|For our affiliates’ everyday business purposes —
information about your experiences
|For our affiliates’ everyday business purposes —
information about your creditworthiness
|For our affiliates to market to you||No||N/A|
|For nonaffiliates to market to you||No||N/A|
|Who we are|
|Who is providing this notice?||Strategas Securities, LLC and Strategas Asset Management, LLC|
|What we do|
|How does Strategas protect my personal information?||To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.|
|How does Strategas collect my personal information?||
We collect your personal information during the course of your dealings with us. For example, when we are undertaking a project or services for your organization, we will collect your personal information.
|Why can’t I limit all sharing?||
Federal law gives you the right to limit only
Companies related by common ownership or control. They can be financial and nonfinancial companies.
Companies not related by common ownership or control. They can be financial and nonfinancial companies.
A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
|Other Important Information|
For Nevada residents only.We are providing you this notice pursuant to state law. You may be placed on our internal Do Not Call List by following the directions in the “Can you limit this sharing” section by choosing to limit sharing “For our affiliates to market to you.” Nevada law requires that we also provide you with the following contact information: Bureau of Consumer Protection, Office of the Nevada Attorney General, 555 E. Washington Street, Suite 3900, Las Vegas, NV 89101; Phone number: (702) 486-3132; e-mail: BCPlNFO@ag.state.nv.us. Strategas Securities, LLC, Strategas Asset Management, LLC ("Strategas”) 52 Vanderbilt Ave, New York, NY 10017; Phone Number 212-906-0131; e-mail: Click on “Contact Us” in the top right corner at www.strategasetfs.com.
Vermont: In accordance with Vermont law, we will not share information we collect about Vermont residents with companies outside of our corporate family, except as permitted by law, such as with your consent, to service your accounts or to other financial institutions with which we have joint marketing agreements. We will not share information about your creditworthiness within our corporate family except with your authorization or consent, but we may share information about our transactions or experiences with you within our corporate family without your consent.
California: In accordance with California law, we will not share information we collect about you with companies outside of Strategas, unless the law allows. For example, we may share information, to service your accounts, or to provide rewards or benefits you are entitled to. We collect personally identifiable information from online customers when those customers choose to enter their personal information while using Strategas’ web sites and/or online services (including mobile applications). This information includes, but is not limited to, customer names, e-mail and mailing addresses, phone numbers, and Social Security numbers.
Retention period: Strategas will only hold your personal information for as long as required to undertake the purposes of our processing, plus a prescribed period of time as required by laws in your jurisdiction.
Strategas may change this privacy notice at any time, and any changes or updates will be effective immediately on the date of posting. For a current version, please visit www.strategasetfs.com/disclosures or www.strategasasset.com/Disclosures/Index or www.strategasrp.com/Disclosures